BSE - Compliance Requirements for Member Brokers Programe
BSE Training Institute Mumbai

Type: Certification

Category: Commerce, Banking & Finance

Sub Category: Capital Markets

About BSE - Compliance Requirements for Member Brokers Programe Course

Here are the details of BSE - Compliance Requirements for Member Brokers Programe Course including duration, Eligibility, Admission Criteria, Fees and Syllabus.

OBJECTIVES

The programme aims at educating the Member-brokers on various rules, guidelines and processes of BSE and SEBI regarding compliance requirements, to enable better compliance

PROGRAMME CONTENTS

    • Member-brokers Compliance with SEBI ( Stock Brokers and Sub Brokers) Rules, 1992, Rules, Bye-laws & Regulations of BSE, Notices, Circulars issued by BSE and SEBI 

    • Working of the Inspection Department of BSE
    • Areas covered during an inspection audit.
    • Norms for imposition of fines and penalties.
    • Compliance with other allied requirements of the Inspection Department. viz., Submission of Audit Report, Annual Accounts, Net Worth Certificate, Margin Certificate and Unique Client Code.

TARGET AUDIENCE

Member-brokers of BSE and their staff associated with the compliance function.

VENUE

BSE Training Institute

Bombay Stock Exchange Ltd.
P.J.Towers,19th Floor


DURATION & TIMINGS

1/2 day

4.30 pm to 7.30 pm

FEES

Rs. 700.00 + 10.30% (Service Tax + Education Cess) per participant inclusive of course material and tuition fees.


Special Features About BSE - Compliance Requirements for Member Brokers Programe

  • EntranceExam EntranceExam:
  • Placement Placement:
  • Average Salary Average Salary:
  • Fees Fees:
  • Syllabus Syllabus:

About the College

BSE has carved out a unique position among stock exchanges in the world in respect of knowledge development and management. It set up an exclusive training facility way back in 1989 which has now emerged as the leading facility in financial and securities market training in India.

BTI currently offers 36 courses, conducted over 180 programmes attended by over 8,200 participants a year. Participants are not only from all over the country but also from South Asia, Central Asia, Eastern Europe, Middle East and Africa. BTI also conducts various customised programmes for leading corporate and financial institutions.



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Address :

P.J.Towers,18th & 19th Floor, Dalal Street, Mumbai - 400001, Tel:.022 2272 8303/ 8246/ 8247/ 8161/ 8464 Fax: 022 22723250

Email: dsps_pnp@yahoo.com

Related  Questions

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Q : i completed my graduation in b.com and want to do mba but with a drop of one year.so i dont want to waste my one year, i want to do some course from a reputed institute which have a good value.so,please suggest me.

Ans : There are many reputed institutes for doing mba but their admission criterias are different. Have you applied for any entrance test for mba. What is your percentage score in bcom?

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Ans : ITM in vashi

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Comments / Reviews / Queries BSE - Compliance Requirements for Member Brokers Programe

  • i want add for doing the course in stock market which provide placements Posted By : sonali parab, on 25-07-2011 16:37:31
  • Reply to this post
  • After complicating half day programe we will get the certificate Posted By : krunal, on 23-12-2010 01:40:42
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  • I just want to know about the courses for HR compliance. Please send me the details information about HR compliance course Posted By : rajni, on 01-12-2010 06:06:58
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Disclaimer : The Information about this College & its Courses has been taken from the College website & was last updated on 28th April 2015. We are not responsible for the freshness of the data. Students are advised to visit the official website for the latest information. If you are the administrator of this College & need to update the information, Please write in to us at contact@infinitecourses.com