BSE - International Programme On Surveillance, Risk Management & Securities Settlement
BSE Training Institute Mumbai

Type: Certification

Category: Commerce, Banking & Finance

Sub Category: Capital Markets

About BSE - International Programme On Surveillance, Risk Management & Securities Settlement Course

Here are the details of BSE - International Programme On Surveillance, Risk Management & Securities Settlement Course including duration, Eligibility, Admission Criteria, Fees and Syllabus.



Surveillance, Risk Management and Securities Settlement have emerged as critical factors for successful functioning of stock exchanges in the background of growing integration of domestic markets with global finance and also harmonization of best practices in securities markets.


The programme is envisaged to explain various facets of Surveillance, Risk Management and Securities Settlement and equip the participants with assessing, monitoring and managing these aspects with greater efficiency and efficacy.




Introduction to Risk Management 

  • The risk management framework
  • Overview of different types of risk

  • Current  trends in Capital Markets


Credit Risk Management

  • Defining credit risk
  • Counterparty risk
  • Default risk
  • Settlement risk
  • How collateral management can help reduce risk

  • Describing the credit rating process


Market Risk Management

  • Defining market risk
  • Identifying risk sensitivity
  • Liquidity
  • Volatility
  • Managing Risk using VAR method

  • Stress Testing


Operational Risk Management

  • Defining Operational Risk
  • Assessing various ways to monitor ad control operational risk

  • How to integrate market risk with operational risk


Risk Measurement Tools

  • Historical Simulation
  • Variance from mean

  • VAR


Identifying Areas to Effectively Implement Manage and Control Risk

  • Integration of online monitoring with offline monitoring
  • Case Study of major market movements

  • Capital adequacy norms


Clearing an Settlement Procedures

  • Settlement cycles
  • Margins and Margining Management
  • Collateral Management

  • Risk Management through use of Trading Platforms



  • KYC Norms
  • Money Laundering
  • Risk Management profile of clients

  • Process Audit            




BSE Training Institute,
Bombay Stock Exchange Ltd., Mumbai, India.

Course Fee: US$ 2500
(Includes single room accommodation in a reputed hotel, airport pick up and drop facility, local transportation from hotel to venue and back, tuition fees, cost of study materials, lunch & refreshments and field visits in Mumbai).

Special Features About BSE - International Programme On Surveillance, Risk Management & Securities Settlement

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  • Syllabus Syllabus:

About the College

BSE has carved out a unique position among stock exchanges in the world in respect of knowledge development and management. It set up an exclusive training facility way back in 1989 which has now emerged as the leading facility in financial and securities market training in India.

BTI currently offers 36 courses, conducted over 180 programmes attended by over 8,200 participants a year. Participants are not only from all over the country but also from South Asia, Central Asia, Eastern Europe, Middle East and Africa. BTI also conducts various customised programmes for leading corporate and financial institutions.

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Address :

P.J.Towers,18th & 19th Floor, Dalal Street, Mumbai - 400001, Tel:.022 2272 8303/ 8246/ 8247/ 8161/ 8464 Fax: 022 22723250


Related  Questions

Ask Now

Q : Hi i am chitra, Please guide me the best degree course for the banking job

Ans : Apply for various bank examz. For further guidence Can contact National school of banking. Thane: 022-25422262 Dadar: (022) 24469938 / 24466280 / 24465411

Q : i completed my graduation in and want to do mba but with a drop of one i dont want to waste my one year, i want to do some course from a reputed institute which have a good,please suggest me.

Ans : There are many reputed institutes for doing mba but their admission criterias are different. Have you applied for any entrance test for mba. What is your percentage score in bcom?


Ans : MBA, MMS, MMM,

Q : Respected sir, Iam pass my hsc (comm.) with 52% in 2002 right know iam working in marketing since last 6 years give me advice for my education which is use full for my present occupation

Ans : Hi Kamlesh, You can go for the Masters with the same stream.


Ans : There is no major difference in them, Both are the same. BMS is a degree given in Maharashtra by mumbai or pune university whereas bba is more known in northern India. But the courses contents and job value are the same in both

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Disclaimer : The Information about this College & its Courses has been taken from the College website & was last updated on 28th April 2015. We are not responsible for the freshness of the data. Students are advised to visit the official website for the latest information. If you are the administrator of this College & need to update the information, Please write in to us at