BSE - Surveillance, Risk Management And Securities Settlement Programe
BSE Training Institute Mumbai

Type: Certification

Category: Commerce, Banking & Finance

Sub Category: Capital Markets

About BSE - Surveillance, Risk Management And Securities Settlement Programe Course

Here are the details of BSE - Surveillance, Risk Management And Securities Settlement Programe Course including duration, Eligibility, Admission Criteria, Fees and Syllabus.


This programme has been designed  to explain various facets of Surveillance, Risk Management and Securities Settlement and equip the participants with assessing, monitoring and managing these aspects with greater efficiency and efficacy.


    • The risk management framework
    • Overview of different types of risk
    • Current trends in the capital market

Credit Risk Management

    • Defining credit risk
    • Counterparty risk, Default risk, Settlement risk
    • How collateral management can help reduce risk
    • Describing the credit rating process

Market Risk Management

    • Defining market risk
    • Identifying risk sensitivity
    • Liquidity, Volatility
    • Managing Risk using VAR method
    • Stress Testing

Operational Risk Management     

    • Defining Operational Risk
    • Assessing various ways to monitor ad control operational risk
    • How to integrate market risk with operational risk

Clearing and Settlement Procedures

    • Settlement cycles
    • Margins and Margining Management
    • Collateral Management
    • Risk Management through use of Trading Platforms
    • KYC Norms

Derivatives as a Part of Market Risk Management Tool


Market Intermediaries, Risk Management Professionals, Surveillance Personnel, Compliance Officers, Financial Institutions, Corporate, Banks, Investment Consultant, Portfolio Managers etc.


2 days


9.30 am to 5.30 pm



Rs. 15000.00 + 12.36% (Service Tax and Education Cess) per participant inclusive of  course materials, tuition fees and lunch and refreshments.

Special Features About BSE - Surveillance, Risk Management And Securities Settlement Programe

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  • Syllabus Syllabus:

About the College

BSE has carved out a unique position among stock exchanges in the world in respect of knowledge development and management. It set up an exclusive training facility way back in 1989 which has now emerged as the leading facility in financial and securities market training in India.

BTI currently offers 36 courses, conducted over 180 programmes attended by over 8,200 participants a year. Participants are not only from all over the country but also from South Asia, Central Asia, Eastern Europe, Middle East and Africa. BTI also conducts various customised programmes for leading corporate and financial institutions.

Other Courses offered by BSE Training Institute

Other Institutes offering same Course

Address :

P.J.Towers,18th & 19th Floor, Dalal Street, Mumbai - 400001, Tel:.022 2272 8303/ 8246/ 8247/ 8161/ 8464 Fax: 022 22723250


Related  Questions

Ask Now

Q : What I do after

Ans :

Dear Devandra,

As you have commerce background you may explore: Chartered Accountancy (CA), Certified Financial Analyst (CFA), Cost Accountancy (from ICWA), Company Secretary Ship (CS), Stock Broking or MBA. If you are interested in any other field, do let us know. To tell you more about the courses/ professions stated above: CAs are Audit and Account experts. Beyond maintaining accounts in a firm, their work includes Accountancy, Auditing, and Cost accountancy, Taxation, Investigation and Consultancy. A CS is a professional whose role in a corporate set up is that of an advisor for legal matters. A CFA is trained in financial management, investment management and management accounting. Today almost all strategic industries like, engineering, chemical, pharmaceutical, steel and oil and service sectors including telecommunication and agriculture sector have been brought in the statutory Cost Accounting and Cost Audit net.

Q : Can you suggest me any good college for wealth management in Mumbai?

Ans : ITM in vashi


Ans : Hi Darshil, It all depends on your interest, Are you looking for short term courses or a degree course after 12th. What subjects you had taken in XII class?

Q : i m doing my bcom. and wanna do some different coure .can you please guide me .

Ans : You can go for Actural sciences course, it is related to insurance sector. Then there are courses on financial planning and wealth management. But for more details i would like to know ur interests first. I mean do u want commerce and finance related only or very different from finance.

Q : Respected sir, Iam pass my hsc (comm.) with 52% in 2002 right know iam working in marketing since last 6 years give me advice for my education which is use full for my present occupation

Ans : Hi Kamlesh, You can go for the Masters with the same stream.


Comments / Reviews / Queries BSE - Surveillance, Risk Management And Securities Settlement Programe

  • i want to know what are the requirements for surveillance officer , and how to apply ? and all the imp steps to follow to get into bse as surveillance officer ,. i m currently pursying my BSc(computer science) and a 2 year diploma of software . Posted By : Yatharth Sharma, on 14-01-2011 05:50:53
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Disclaimer : The Information about this College & its Courses has been taken from the College website & was last updated on 28th April 2015. We are not responsible for the freshness of the data. Students are advised to visit the official website for the latest information. If you are the administrator of this College & need to update the information, Please write in to us at